Global Financial Markets Insight - Issue 11, 2016
As we come to the end of 2016 we re ect on a year characterised by events that have sent political shockwaves through the world’s major markets and consider what this may mean for the coming year. The...
View ArticleFinancial regulation in 2017: Europe and the US
The result of the UK referendum on its EU membership and the outcome of the US Presidential elections of 2016 have laid the ground for 2017 to be a year of transition for both Europe and the United...
View ArticleAnti-money laundering bulletin - Spring 2017
DLA Piper’s Financial Services Regulatory team welcomes you to the Spring 2017 edition of our Anti-Money Laundering (AML) Bulletin. In this issue, we provide updates on AML developments and enforcement...
View ArticleFinance and Markets Global Insight - Issue 13, 2017
This issue of Finance and Markets Global Insight reflects the ongoing evolution of global financial markets as financers and businesses continue to grapple with the two key themes of innovation and...
View ArticleExtension of the senior managers and certification regimes
The global financial crisis highlighted the difficulties with the culture in banks and in holding individuals to account for their failings. To help prevent the reoccurrence of these failings, the...
View ArticleAnti-money laundering bulletin - Autumn 2017
DLA Piper’s Financial Services Regulatory team welcomes you to the Autumn 2017 edition of our Anti-Money Laundering (AML) Bulletin. In this issue, we provide updates on AML developments in the UK and...
View ArticleChanges in trade reporting requirements under EMIR
In this alert, we highlight some changes in trade reporting requirements under EMIR. EMIR is the European Market Infrastructure Regulation (Regulation 648/2012) which entered into force on 16 August...
View ArticlePayments Strategy Forum's Publication of NPA Design and Transition Blueprint
The Payments Strategy Forum (PSF) published its New Payments Architecture (NPA) Design and Transition Blueprint on 13 December 2017.This is an updated version of the Design and Transition Supporting...
View ArticlePayments Strategy Forum's Publication of NPA Design and Transition Blueprint
The Payments Strategy Forum (PSF) published its New Payments Architecture (NPA) Design and Transition Blueprint on 13 December 2017.This is an updated version of the Design and Transition Supporting...
View ArticleFCA issues Feedback Statement on DLT
On 15 December 2017, the Financial Conduct Authority (FCA), following the publication of its Discussion Paper on Distributed Ledger Technology (DLT) (Discussion Paper) (DPI 7/3) in April 2017,...
View ArticleSecond FCA Consultation Paper Published On Accountability 2
On 13 December 2017, the FCA has published a technical Consultation Paper 17/40 (CP 17/40) on the extension of the Senior Managers and Certification Regime (SMCR) to the entire financial services...
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